COMPLIANCE TECHNOLOGY
Orion Compliance
ABL’s preferred technology partner is Orion Compliance (f/k/a/ BasisCode Compliance). Orion Compliance is an end-to-end compliance management solution, built upon an always exam-ready reporting infrastructure.
In addition to Orion Compliance, ABL utilizes various other compliance platforms to schedule a calendar of compliance tasks specific to your firm’s needs. The compliance calendar evidences the importance placed on compliance and allows for timely completion of regulatory filings, employee certifications, monitoring, testing and maintenance of required compliance records.