What is ABL Compliance?
ABL Compliance LLC offers services to advisory firms to support compliance with the Investment Advisers Act of 1940. ABL Compliance strives to provide a customized compliance plan for each advisory firm that reflects the firm’s unique business and the ever-changing regulatory environment.
ABL Compliance’s preferred technology partner is Orion Compliance (f/k/a/ BasisCode Compliance). Orion Compliance is an end-to-end compliance management solution, built upon an always exam-ready reporting infrastructure. The cloud-based software platform provides firms with core compliance functions, seamless mobile accessibility, and the flexibility to scale.
ABL Compliance utilizes the Orion Compliance platform to schedule a calendar of compliance tasks specific to your firm’s needs. The compliance calendar evidences the importance placed on compliance and allows for timely completion of regulatory filings, employee certifications, monitoring, testing and maintenance of required compliance records.
Meet Andrea Bova Lyle, Esq.
Andrea started her career in compliance while pursuing a degree from Duquesne University School of Law. During school and following graduation, Andrea worked in Corporate Compliance at PNC Bank. She then worked for Hardin Compliance Consulting and was with the firm through an acquisition by Foreside Financial Group and a merger to become ACA Group. Andrea then moved to Chenery Compliance Group before launching ABL Compliance in 2023. Through the years, Andrea worked with a wide variety of SEC registered investment advisers to customize, implement, and maintain their compliance program.
Wheeling Jesuit University, BS in Psychology
Duquesne University School of Law, Juris Doctor